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Sr Compliance Specialist

Lpl Financial
Tempe, AZ
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Are you a team player? Are you curious to learn? Are you interested in ...
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Summary
About the job:
working in meaningful projects? Do you want to work with cutting-edge technology? Are you interested in being part of a team that is working to transform and do things differently? If so, LPL Financial is the place for you! This position will be responsible for the processing of insurance appointment paperwork and the securities registration/licensing of Advisors. Duties include providing outstanding customer service to advisors through written correspondence, email, and at times over the phone. Daily tasks include data...
Location:
Tempe, AZ
Job Type:
Full-Time
Permanent
Occupation:
Compliance Officers
Career Level / Education:
Bachelor's degree
Salary:
Upper Middle Income Jobs ($50K-$79K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
3
Graphic Literacy
4
Workplace Documents
4
apply
Detailed Job Information

Sr Compliance Specialist

Linsco Private Ledger
Tempe, AZ
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Are you a team player? Are you curious to learn? Are you interested in ...
Details
Summary
About the job:
working in meaningful projects? Do you want to work with cutting-edge technology? Are you interested in being part of a team that is working to transform and do things differently? If so, LPL Financial is the place for you! This position will be responsible for the processing of insurance appointment paperwork and the securities registration/licensing of Advisors. Duties include providing outstanding customer service to advisors through written correspondence, email, and at times over the phone. Daily tasks include data...
Location:
Tempe, AZ
Job Type:
Full-Time
Permanent
Occupation:
Compliance Officers
Career Level / Education:
Bachelor's degree
Salary:
Upper Middle Income Jobs ($50K-$79K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
3
Graphic Literacy
4
Workplace Documents
4
apply
Detailed Job Information

Evernorth Pharmacy Compliance Senior Advisor

Cigna Corporation
Tempe, AZ
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Evernorth Pharmacy Compliance Senior Advisor Role Summary The Evernorth ...
Details
Summary
About the job:
Pharmacy Compliance Senior Advisor is a key contributor responsible for evaluating compliance with all regulatory requirements relative to the ESI Pharmacies and supporting businesses. The scope of required regulatory knowledge includes pharmacy, drug distribution, pharmaceutical manufacturing, and 340B. This position will be engaged in various compliance efforts, acting as a subject matter expert to support business partners and will need to work with a high degree of independence. The Evernorth Pharmacy Compliance...
Location:
Tempe, AZ
Job Type:
Part-Time
Full-Time
Permanent
Occupation:
Compliance Officers
Career Level / Education:
Bachelor's degree
Salary:
High Income Jobs ($80K-$99K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
3
Graphic Literacy
4
Workplace Documents
4
apply
Detailed Job Information

CBB Fair and Responsible Banking Consultant

U.S. Bancorp
Tempe, AZ
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At U.S. Bank, we’re on a journey to do our best. Helping the customers and ...
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Summary
About the job:
businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. Try new things, learn new skills and discover what you excel at—all from Day One. Job Description Partners with their assigned Line of...
Location:
Tempe, AZ
Job Type:
Full-Time
Permanent
Occupation:
Compliance Officers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
4
Graphic Literacy
5
Workplace Documents
6
apply
Detailed Job Information
1

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Location: Tempe
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Occupation: Compliance Officers
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