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Compliance Testing Officer

Interactive Brokers Group, Inc.
Greenwich, CT
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Content : Job Description Interactive Brokers is looking for a motivated and ...
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Summary
About the job:
talented Compliance Testing Officer who is familiar with U.S. securities and/or commodities regulations and has appropriate experience at a regulatory agency, exchange, accounting firm or law firm. In particular, we are looking for someone with experience in designing, maintaining and managing a compliance testing program. Responsibilities The primary responsibilities of the Compliance Testing Officer include: Developing, executing and managing the firm’s compliance testing program, including testing procedures,...
Location:
Greenwich, CT
Job Type:
Part-Time
Full-Time
Permanent
Occupation:
Compliance Officers
Career Level / Education:
Bachelor's degree
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
Financial Industry Regulatory Authority
FINRA Series 7
Workkeys
Applied Math
3
Graphic Literacy
4
Workplace Documents
4
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Export Control Compliance Specialist (Hybrid/Remote Opportunity)

University of Massachusetts Incorporated
Located in Ohio
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Apply now Job no: 523097 Work type: Staff Full Time Location: UMass Amherst ...
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Department: Research Compliance Union: PSU Categories: PSU A About UMass Amherst UMass Amherst, the Commonwealth's flagship campus, is a nationally ranked public research university offering a full range of undergraduate, graduate and professional degrees. The University sits on nearly 1,450-acres in the scenic Pioneer Valley of Western Massachusetts and offers a rich cultural environment in a bucolic setting close to major urban centers. In addition, the University is part of the Five Colleges (including Amherst...
Location:
Located in Ohio
Job Type:
Full-Time
Permanent
Occupation:
Compliance Officers
Career Level / Education:
Bachelor's degree
Salary:
Upper Middle Income Jobs ($50K-$79K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
3
Graphic Literacy
4
Workplace Documents
4
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Detailed Job Information

District Compliance Auditor CA

CVS Health Corporation
Sacramento, CA
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Bring your heart to CVS Health. Every one of us at CVS Health shares a ...
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About the job:
single, clear purpose: Bringing our heart to every moment of your health. This purpose guides our commitment to deliver enhanced human-centric health care for a rapidly changing world. Anchored in our brand — with heart at its center — our purpose sends a personal message that how we deliver our services is just as important as what we deliver. Our Heart At Work Behaviors™ support this purpose. We want everyone who works at CVS Health to feel empowered by the role they play in transforming our culture and accelerating our...
Location:
Sacramento, CA
Job Type:
Full-Time
Permanent
Occupation:
Compliance Officers
Career Level / Education:
Bachelor's degree
Salary:
Upper Middle Income Jobs ($50K-$79K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
4
Graphic Literacy
5
Workplace Documents
4
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Detailed Job Information

Compliance Planner

Licking County Planning & Development
Newark, OH
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272703630 Licking County Government Human Resources Notice of Job ...
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Opportunity Date Opened: April 4, 2024 Date Closed: UNTIL FILLED Position: Compliance Planner Agency: Planning & Development Summary: This position is primarily responsible for ensuring compliance with various land development regulations of Licking County. This includes the administration of county development regulations and the facilitation of violation resolutions through plan review, inspection, investigation, coordination, and communication. Minimum Qualifications: Associate’s degree (A.A.) or equivalent from a two-year...
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Workkeys
Applied Math
3
Graphic Literacy
4
Workplace Documents
4
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Special Investigator Managed Care - DMV Counties only

AmeriHealth Caritas
Washington, DC
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Your career starts now. We’re looking for the next generation of health care ...
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About the job:
leaders. At AmeriHealth Caritas, we’re passionate about helping people get care, stay well and build healthy communities. As one of the nation's leaders in health care solutions, we offer our associates the opportunity to impact the lives of millions of people through our national footprint of products, services and award-winning programs. AmeriHealth Caritas is seeking talented, passionate individuals to join our team. Together we can build healthier communities. If you want to make a difference, we’d like to hear...
Location:
Washington, DC
Job Type:
Full-Time
Permanent
Occupation:
Compliance Officers
Career Level / Education:
High school diploma or equivalent
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
3
Graphic Literacy
4
Workplace Documents
4
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Detailed Job Information

Compliance Officer

Gelber Group, LLC
Chicago, IL
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Content : We are Gelber Group -- Passion for Trading. Powered by Technology. ...
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About the job:
Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry’s most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to technology. We believe in a culture of entrepreneurship, innovation, and collaboration and we empower each member of our team to have a meaningful impact from the very start of their career with Gelber. We invest in our future through...
Location:
Chicago, IL
Job Type:
Full-Time
Permanent
Occupation:
Compliance Officers
Career Level / Education:
Bachelor's degree
Salary:
High Income Jobs ($80K-$99K)
Certifications / Licenses:
Financial Industry Regulatory Authority
Workkeys
Applied Math
3
Graphic Literacy
4
Workplace Documents
4
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Detailed Job Information

Compliance Internship

PARKER-HANNIFIN CORPORATION
Cleveland, OH
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Compliance Internship Location : CLEVELAND, OH, United States Job Family : ...
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Professional - Entry Job Type : Regular Posted : Apr 12, 2024 Job ID : 48239 Back to Search Results Job Description Apply Now > Save Job Job Saved Position Summary The Parker Compliance Internship Program is focused on developing new talent by exposing interns to dynamic and challenging fields. Interns gain a valuable understanding of real-world projects, tasks, challenges, and opportunities within the industry. Students typically work from late May to mid-August and are provided with specific, meaningful, measurable...
Location:
Cleveland, OH
Job Type:
Full-Time
Permanent
Internship
Occupation:
Compliance Officers
Career Level / Education:
Bachelor's degree
Salary:
Upper Middle Income Jobs ($50K-$79K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
4
Graphic Literacy
5
Workplace Documents
4
apply
Detailed Job Information

Compliance Officer I - Payments (Remote)

First Citizens BancShares Inc.
Raleigh, NC
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Overview This position is responsible for executing the Compliance Risk ...
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About the job:
Management Program of the Bank. Maintains knowledge of new and existing laws that impact enterprise payment activities in order to recommend necessary changes to mitigate compliance risk. Serves as an advisor to payment-related business units on regulatory compliance. Reviews business processes, procedures, and activities for risks and inefficiencies. Assists with internal and external audits. Implements new compliance policies, standards and procedures as appropriate. Serves as a liaison between corporate, legal, and...
Location:
Raleigh, NC
Job Type:
Full-Time
Permanent
Occupation:
Compliance Officers
Career Level / Education:
Bachelor's degree
Salary:
Upper Middle Income Jobs ($50K-$79K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
3
Graphic Literacy
4
Workplace Documents
4
apply
Detailed Job Information

Commercial Driver License Operations Director

University of Alaska
Juneau, AK
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Commercial Driver License Operations Director 528246 Juneau, Alaska, United ...
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About the job:
States On Campus Staff Full-time Grade 83 UAS School of Career Education Add to favorites Favorited View favorites The University of Alaska Southeast (UAS) is hiring for a CDL Operations Director. The CDL Operations Director is responsible for overseeing all aspects of the CDL Training Program in collaboration with UAS and T&H, addressing the shortage of trained commercial drivers in Southeast Alaska. Responsibilities include curriculum development, instructor recruitment, testing coordination, program promotion,...
Location:
Juneau, AK
Job Type:
Full-Time
Permanent
Occupation:
Compliance Officers
Career Level / Education:
Bachelor's degree
Salary:
Upper Middle Income Jobs ($50K-$79K)
Certifications / Licenses:
Driver's License
Workkeys
Applied Math
3
Graphic Literacy
5
Workplace Documents
6
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Detailed Job Information

Compliance Officer

Columbia University
New York, NY
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- Job Type: Officer of Administration - Regular/Temporary: Temporary - End ...
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Summary
About the job:
Date if Temporary: 12/31/2024 - Hours Per Week: 35 - Salary Range: $112,000 - $137,100 The salary of the finalist selected for this role will be set based on a variety of factors, including but not limited to departmental budgets, qualifications, experience, education, licenses, specialty, and training. The above hiring range represents the University's good faith and reasonable estimate of the range of possible compensation at the time of posting. Position Summary Reporting to the Director, HR Compliance the...
Location:
New York, NY
Job Type:
Full-Time
Temporary
Occupation:
Compliance Officers
Career Level / Education:
Bachelor's degree
Salary:
Six Figure Jobs (more than $100K)
Certifications / Licenses:
N/A
Workkeys
Applied Math
3
Graphic Literacy
4
Workplace Documents
4
apply
Detailed Job Information
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